Fircosoft screening is required for merger names (within 5 years), unless DB is representing the buyer in a merger / acquisition transaction.

Who is the first pQC of Project Einstein?

For GbR clients, all natural person shareholders owning _____ must be categorized as UBOs (unless a UBO(s) is contractually defined).

a. 10% or more
b. more than 10%
c. 25% or more
d. more than 25%
e. all natural person shareholders irrespective of the percentage of ownership or voting rights

Who are the two remaining original team 1 members that are still in Team 1 since the start of Project Einstein?

As per CIS guidance, the client is acting as _____ when it is transacting with DB on its behalf and for its own benefits, and the assets involved in the transactions belong to the client.

When the Business provide business address (evidenced by an ID&V) in place of UBO's residential address, what is CLM next action?
a. request for provenance of information only
b. request for business rationale as to why the Business address is given instead of the residential one only
c. request for provenance of information and business rationale as to why the Business address is given instead of the residential one
d. CLM to accept the business response and supporting document provided

Booking location should always be asked/confirmed with the business.

[TRUE OR FALSE] If the Investment Manager is acting as Agent and regulated in a DB Recognised Stock Exchange or registered in SEC, full due diligence must be conducted.

Kailan ang birthday ni Ate Chu?

Screening is subject to 6 months validity.

For GbR clients we are required to obtain the articles of association to prove the client's existence. If the articles of association are outside its validity period, the proof of existence during a review can be carried out by all of the following except
a. Through the declaration of all shareholders,
b. By a third party confirmation(e.g. auditor, tax consultant)
c. By confirmation from the respective Client Senior Manager/s (e.g. by email)
d. By confirmation from the business

[translation] Which of the following combination is true when sending for translation?
a. Document translation: Common WAT
b. Outreach: Common WAT
c. Document translation: Common and Local WAT
d. Outreach: Common and Local WAT