Johnny used this strategy when selling one income fund and buying another income fund for his client each year

- I need these licenses to be an IAR in CT

I need to use this feature if I send my client an email with an I-tracker report

– I can take my client out to lunch and spend up to this amount before I need to report it

Johnny sold a mutual fund and wired the money to the client based on an email he received from the client’s accountant. He could be guilty of

This is a popular Education Savings Plan

I’m an IAR. I cannot have these on my Linked In profile

FINRA lets me give up to this amount in gifts to a client per year

Johnny recommended this strategy to his older clients to tap into the equity of their house and purchase an annuity

I use this form to forward a check to the back office

I’m an IAR. I need to give this to each of my new advisory clients

The AXA wholesaler is helping me with an annuity seminar in CT – I can spend up to this amount per person on food and beverage

Johnny’s investment in a ATM leasing business is considered this

I have to update this form if I made a short sale on my house

this MetLife unit approves all sales material

this person cannot pay for my CAE

Johnny sold an investment in a limited partnership that is not on MSI’s product list. Johnny may be guilty of

This is the limit for a 2012 IRA contribution if my client is under age 50

The song Communication Breakdown appeared on this Led Zeppelin album

The song Money appeared on this Pink Floyd album