Unit 1 Individual Securities-Equities |
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What is Adjustable rate
During times when interest rates are rising, which of the following preferred are likely to pay a higher annual dividend?
A) Participating B) Callable C) Convertible D) Adjustable rate |
What is 6 months
Restricted securities may not be sold until they have been held fully paid for
A)six months. B)two years. C)one month. D)one year. |
What is 1%
Under the provisions of Rule 144, what percentage of outstanding stock may a control person sell every 90 days?
A)3% B)1% C)6% D)4% |